GLBA Compliance Services

Locked Stack provides comprehensive advisory and managed services to help financial institutions and regulated entities meet the requirements of the Gramm-Leach-Bliley Act (GLBA) and the FTC Safeguards Rule. Our services are designed to support the protection of customer information through a structured, risk-based security program aligned with regulatory expectations.

We assist organizations in establishing, assessing, and maintaining GLBA compliance across people, processes, and technology. Our approach focuses on identifying gaps in administrative, technical, and physical safeguards while providing practical remediation guidance tailored to the organization’s size, complexity, and risk profile.

Our GLBA services include:

  • GLBA and FTC Safeguards Rule readiness and gap assessments

  • Risk assessment and data classification for customer information

  • Evaluation of security controls, policies, and governance structures

  • Third-party service provider oversight and vendor risk management

  • Incident response planning and breach readiness support

  • Security awareness and compliance program support

  • Ongoing compliance monitoring and advisory services

Locked Stack combines regulatory expertise with real-world security experience to deliver clear, actionable outcomes rather than theoretical compliance. Our services enable organizations to demonstrate due diligence, strengthen information security controls, and sustain GLBA compliance over time.